WASHINGTON (Source: By Ronald D. Orol, MarketWatch) — Securities regulators on Wednesday acted to issue new rules on how major financial institutions run their derivatives businesses, responding to concerns that some banks sold investors securities that were fraught with conflicts [...]
(Source: Wall Street Journal By Ashby Jones) – With the exception of one high-profile SEC suit (Fabulous Fab, anyone?), regulators and prosecutors haven’t pointed too many fingers at Goldman Sachs, post financial-crisis (at least not publicly).
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